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Critical Care Physiology
PART IV — RESPIRATORY MECHANICSChapter 28

Patient–Ventilator Interaction and Respiratory Asynchrony

An assisted breath combines the patient's respiratory activity with the ventilator's pressure and flow. The two may start together yet stop at different times, or the patient may make an effort that the machine never recognizes. Understanding the sequence explains why an acceptable respiratory rate and tidal volume can conceal substantial effort, discomfort, or unintended lung inflation.

28.1 The Patient and Ventilator Have Different Respiratory Timelines

Neural inspiration begins when the respiratory control system activates inspiratory muscles. Neural inspiratory time describes the duration of that activation. Mechanical inspiration begins when the ventilator starts delivering a breath and ends when it cycles into expiration. The neural and mechanical intervals can overlap without being identical.

Triggering determines what starts a machine breath. The ventilator may detect a patient-generated change in airway pressure or flow, or initiate the breath according to its timing program. Cycling determines what ends machine inspiration. Depending on the mode, cycling may depend on time, delivered volume, inspiratory flow, or a neural signal.

Asynchrony occurs when assistance fails to match the patient's respiratory activity in timing or delivery. Trigger delay places assistance after effort has already begun. Ineffective effort produces no assisted breath. Premature and delayed cycling place the end of machine inspiration before or after the end of neural inspiration. Flow mismatch concerns how assistance is delivered within the breath.

Respiratory drive influences the interaction but is not the same as respiratory effort. Drive is the neural command to breathe. The pressure generated in response also depends on muscle strength, lung volume, and mechanical loading. A weak patient may have substantial drive yet generate a small pressure signal that the machine fails to detect.

Conversely, a patient can appear to breathe comfortably while receiving more assistance than needed. Large supported breaths may suppress subsequent drive and delay exhalation, making the next effort ineffective. More assistance does not always produce better coordination.

Thille and colleagues prospectively identified frequent asynchrony during assisted ventilation, with ineffective efforts and double triggering as major patterns. A high asynchrony burden was associated with longer ventilation. This observational result established clinical relevance but did not show that one universal adjustment or drug would improve outcomes. 1

28.2 Find the Patient's Effort Before Naming the Pattern

Begin by observing the patient and the pressure, flow, and volume waveforms together. Look for chest or abdominal effort before a breath, an inspiratory attempt during machine expiration, or active expiration while the machine is still inflating. The monitor's respiratory rate usually counts machine cycles, which may differ from the patient's effort rate.

An ineffective inspiratory effort may produce a small downward airway-pressure deflection and a transient change in expiratory flow toward zero. If no assisted breath follows, the machine has not responded to that effort. A large leak, cardiac oscillation, secretion movement, or an artifact can also alter the trace, so the waveform must be checked against the patient.

Esophageal pressure provides additional timing information. A downward deflection can indicate inspiratory effort, although placement, calibration, muscle recruitment, and surrounding pressure affect interpretation. Electrical activity of the diaphragm provides a neural timing signal when a suitable catheter records it. Neither signal is a direct measurement of every respiratory muscle or of whole-lung injury.

The sequence matters as much as the appearance. An effort beginning before mechanical inflation supports patient triggering. An effort consistently beginning after machine inflation raises the possibility of reverse triggering. Pressure and flow alone may not establish this order when the effort signal is weak or masked.

Colombo and colleagues compared physicians' interpretation of ventilator waveforms with an assessment incorporating additional physiological signals. Visual detection missed many asynchronous events. Their study supports careful waveform examination while showing why a normal-looking short trace cannot exclude important mismatch. 2

Observe long enough to identify repetition, clustering, and changes with sleep, procedures, sedation, or support. Save representative traces before and after an intervention. A brief improvement is useful evidence about mechanism, but it may not represent the patient's interaction over the rest of the day.

28.3 Trigger Delay and Ineffective Effort Often Reflect a Threshold Load

A patient must create a detectable pressure or flow change before the ventilator delivers assistance. Trigger delay is the interval between the beginning of effort and that delivery. During the delay, the patient works without the intended ventilator support. If the effort ends before the trigger criterion is reached, it becomes ineffective.

Intrinsic PEEP can impose an additional threshold. With incomplete exhalation, alveolar pressure remains above the pressure at the airway opening. Inspiratory muscles must first reduce that difference before producing inward flow or the required proximal pressure change. Much of an effort can therefore occur before the ventilator detects it.

For an illustrative simplified compartment, alveolar pressure at the start of effort is 10 cm H₂O and airway-opening pressure is 5 cm H₂O. The initial difference is 10 − 5 = 5 cm H₂O. An inspiratory pressure change is required to overcome this difference before inspiratory flow begins, after which the trigger system must still respond. This example explains a threshold load; it does not calculate the patient's complete muscle pressure.

Obstructive disease favors this pattern because expiration is slow. High respiratory frequency, large tidal volumes, or prolonged machine inspiration leave less time to empty. Weakness, low drive, a difficult trigger threshold, and delayed ventilator response can further impair triggering.

Overassistance can contribute by producing larger breaths and suppressing the next respiratory effort. Thille and colleagues studied selected patients with frequent ineffective efforts during pressure support. Reducing support or shortening inflation improved synchrony in many patients without necessarily increasing respiratory distress. This physiological study demonstrates why ineffective effort is not automatically an indication for more assistance. 3

Assessment should therefore separate a difficult trigger setting from hyperinflation, weakness, and excessive support. Making the trigger more sensitive can reduce the detectable effort required, but it does not correct all intrinsic PEEP. Excess sensitivity can also create autotriggering.

External PEEP can reduce the inspiratory threshold in selected patients with expiratory flow limitation. Its effect depends on the airway mechanics and regional pressures. Follow total PEEP, expiratory flow, tidal volume, and hemodynamics rather than assuming that any PEEP increase will unload the patient safely.

28.4 Autotriggering Starts Assistance Without an Inspiratory Effort

Autotriggering occurs when a nonrespiratory signal satisfies the ventilator's trigger criterion. The machine delivers assistance even though the patient did not initiate an inspiratory effort. A high displayed rate can then be mistaken for high respiratory drive.

Leaks are one cause. In a flow-triggered system, unaccounted flow loss may resemble the change the ventilator uses to detect inspiration. Water moving within the circuit, circuit vibration, and cardiac oscillations can also create pressure or flow disturbances. Their effect depends on trigger sensitivity and the ventilator's detection and leak-compensation algorithms.

Imanaka and colleagues demonstrated cardiogenic autotriggering in patients after cardiac surgery under conditions in which neuromuscular blockade excluded spontaneous breaths. Cardiac-related flow oscillations triggered additional support and changed ventilation. Their study provides direct evidence that an apparently patient-triggered machine breath need not originate from respiratory effort. 4

Confirm the mechanism by examining the interval before the breath. Look for an appropriate effort signal and compare suspicious oscillations with the cardiac rhythm or circuit events. A breath without an obvious pressure dip is not sufficient proof: a flow trigger or weak effort may produce little visible proximal pressure change.

Correct a leak or circuit problem when present. If a nonrespiratory signal is crossing an overly sensitive threshold, adjust the threshold while checking that genuine efforts still trigger. The intended result is discrimination between patient effort and noise, not the least sensitive setting the machine permits.

Ventilator timing must also be considered. A scheduled mandatory breath is not autotriggering merely because no patient effort precedes it. The label applies when the trigger system mistakenly interprets another signal as an inspiratory request.

28.5 Flow Mismatch Occurs Within the Assisted Breath

Successful triggering does not guarantee adequate support during inspiration. The patient may require more inspiratory flow than the ventilator provides. Continued muscle contraction then lowers pleural pressure to help draw gas into the lung. The patient contributes additional effort even while the machine is delivering its prescribed breath.

During volume control with a fixed flow pattern, strong inspiratory demand may produce a downward or scooped deformation of the airway-pressure waveform. Flow remains constrained by the delivery program, so muscle activity changes pressure rather than freely increasing the machine's flow. The trace must be interpreted in the context of the mode and circuit.

During pressure-targeted support, inspiratory flow depends on the pressure difference and the patient's mechanics and effort. An excessively slow pressure rise can leave early inspiratory demand unsupported. A faster rise may improve early delivery, while an excessively abrupt rise can cause pressure overshoot or discomfort. The appropriate rise time depends on the observed response.

Changing flow also changes timing. Consider an illustrative volume-controlled breath delivering 400 mL with constant flow and no inspiratory pause. At 30 L/min, flow is 500 mL/s, so delivery takes 400/500 = 0.8 seconds. At 60 L/min, flow is 1,000 mL/s, so delivery takes 400/1,000 = 0.4 seconds. Higher flow supplies the same volume sooner.

The shorter delivery time may relieve an early flow deficit yet end machine inspiration before the patient's effort ends. It can therefore improve one mismatch while promoting premature cycling or a second trigger. Inspiratory flow, volume, and time should be reviewed together.

High demand also requires a cause. Pain, anxiety, fever, metabolic acidosis, hypoxemia, and pulmonary or systemic inflammation can increase respiratory drive. Changing a waveform may improve assistance without resolving that stimulus. Conversely, simply suppressing drive can conceal inadequate delivery or a treatable physiological problem.

28.6 Cycling Can End Assistance Too Early or Too Late

Premature cycling occurs when machine inspiration ends while inspiratory muscle activity continues. The ventilator opens its expiratory pathway, but the patient is still attempting to inhale. The continuing effort may interrupt expiration, produce discomfort, or trigger another assisted breath.

Delayed cycling is the opposite sequence. Neural inspiration ends while machine inflation continues. The patient may activate expiratory muscles against ongoing inflow. This can raise airway pressure, distort inspiratory flow, and shorten the time available for subsequent expiration.

Pressure support commonly cycles when flow falls to a set fraction of its peak. Slow flow decay in obstructive disease can keep flow above that threshold after neural inspiration has ended. Large assistance and some leaks can prolong delivery further. Restrictive mechanics may produce rapid flow decay and early cycling, although actual timing depends on effort, support, and the device algorithm.

In ten intubated patients with obstructive disease receiving pressure support, Tassaux and colleagues found that earlier cycling reduced delayed cycling, intrinsic PEEP, and nontriggering efforts. This physiological response links expiratory mismatch with difficulty triggering the next breath; it does not establish improved clinical outcomes. 5

The cycling fraction has a direction that is easy to reverse mentally. With a peak inspiratory flow of 60 L/min, a 25% cutoff is 0.25 × 60 = 15 L/min. A 40% cutoff is 0.40 × 60 = 24 L/min. As flow decays, it reaches 24 before reaching 15. Raising the fraction therefore generally cycles earlier; lowering it generally prolongs inspiration.

Tassaux and colleagues tested different expiratory-trigger fractions in obstructive patients receiving pressure support. Earlier cycling improved the measured interaction and reduced inspiratory effort under the studied conditions. This supports adjusting cycling to the mechanism, rather than applying one fraction to every patient. 5

In time-cycled ventilation, review the programmed inspiratory time instead. A leak that prevents flow cycling may require attention to leak compensation or the maximum inspiratory-time limit. Every change should be checked for its effects on neural timing, expiratory time, tidal volume, and gas exchange.

28.7 Double Triggering and Reverse Triggering Describe Different Sequences

Double triggering describes two closely spaced machine inspirations separated by little expiration. A common mechanism is one prolonged patient effort that outlasts the first machine breath and triggers a second. The patient has one neural inspiration while the machine delivers two inflations.

Reverse triggering starts in the other direction. A machine-initiated inflation is followed by an inspiratory muscle contraction. When the relationship repeats with a consistent phase or ratio, it suggests coupling between machine inflation and the patient's respiratory activity. A reverse-triggered effort may remain within one machine breath or extend into expiration and trigger another breath.

Akoumianaki and colleagues described reverse triggering using airway and muscle-activity recordings in heavily sedated patients with ARDS. Their observations established that deep sedation does not guarantee passive ventilation and that machine inflation can precede respiratory muscle activation. 6

Double triggering is therefore a visible machine pattern, whereas reverse triggering identifies a relationship between the machine breath and subsequent effort. Some double-triggered events arise from reverse triggering, but the labels are not interchangeable. Autotriggering followed by patient effort creates another sequence that must be distinguished through timing.

Limited expiration between inflations can produce breath stacking. For an illustrative simple volume balance, the first inflation delivers 350 mL. Only 50 mL leaves before a second inflation delivers another 350 mL. The retained increment above the preceding end-expiratory volume is 350 − 50 + 350 = 650 mL. For a predicted body weight of 70 kg, that increment is 650/70 = approximately 9.3 mL/kg, although each programmed inflation was 5 mL/kg.

The example assumes accurate delivered volumes and no relevant leak or circuit-compression error. Actual volume and pressure require measurement. Pohlman and colleagues documented excessive delivered volumes from breath stacking during a lung-protective ventilation strategy. Their findings show why checking only the programmed tidal volume can miss a larger combined inflation. 7

28.8 Count the Burden Without Treating the Count as the Whole Problem

Asynchrony indices summarize how often selected events occur. One common approach divides the number of asynchronous events by the number of machine cycles plus ineffective efforts, then multiplies by 100. The definition must be stated because studies and devices do not necessarily count the same events in the same way.

Consider a recording with 80 machine breaths and 20 additional ineffective efforts, with no other counted asynchronous events. The 20 efforts represent patient attempts without assistance. The denominator includes all 100 observed opportunities: 80 + 20 = 100. The ineffective-effort proportion is 20/100 × 100 = 20%. Dividing by machine breaths alone would give 25%, which describes a different denominator.

The percentage does not show how severe each event was. Repeated large stacked inflations, a long trigger delay, and small ineffective efforts may have different consequences. Clusters may be important even when a daily average is low. A short sample may also miss changes during sleep or clinical care.

Potential consequences follow several mechanisms. Unsupported effort can increase muscle work and discomfort. Prolonged inflation can oppose expiration and promote hyperinflation. Stacked breaths can increase volume and distending pressure. These mechanisms justify physiological attention without proving that all event types cause the same clinical harm.

Blanch and colleagues continuously analyzed interactions during ventilation in an observational cohort. Higher asynchrony burdens were associated with higher ICU and hospital mortality. The association cannot establish whether asynchrony caused the deaths, marked more severe disease, reflected treatment exposure, or combined these factors. 8

A research cutoff such as 10% is therefore a classification used in particular studies, rather than a universal biological boundary or treatment endpoint. Combine event frequency with delivered volumes, effort, comfort, gas exchange, mechanics, and the clinical trajectory.

28.9 Adjust the Cause and Recheck the Entire Breath

Begin by excluding problems that require immediate attention: airway obstruction, tube displacement, secretions, circuit failure, pneumothorax, and abrupt physiological deterioration. A sudden interaction problem may be the visible expression of one of these conditions rather than a routine setting mismatch.

For ineffective efforts, assess trigger sensitivity, intrinsic PEEP, weakness, and overassistance. In obstructive disease, improving airway resistance and allowing sufficient expiratory time can reduce the load before the next breath. Reducing excessive support or shortening delayed inflation may help when large breaths and prolonged inspiratory time are contributing.

For flow mismatch, inspect inspiratory flow or pressure-rise characteristics and investigate high drive. For premature cycling, determine whether inflation can be better aligned with neural inspiration without creating excessive volume or reducing necessary expiratory time. For delayed cycling, consider the cycling criterion, support level, leak, and maximum inspiratory time.

For double triggering, establish whether the original effort precedes the machine or follows it. A short machine inflation during sustained patient effort presents a different problem from reverse triggering during otherwise controlled ventilation. A change that helps one pattern may worsen the other. Avoid identifying every pair of breaths as evidence that the patient simply needs deeper sedation.

Chanques and colleagues examined clinician-selected interventions during severe breath-stacking asynchrony. Ventilator adjustments were associated with larger short-term reductions in stacking than increased sedation and analgesia. Because interventions were not randomly assigned, the study does not prove a universal hierarchy, but it demonstrates that adapting mechanical delivery can directly address the mismatch. 9

Change one interpretable factor at a time when the patient's condition permits. Compare the new trace with the original and check comfort, effort, tidal volume, expiratory flow, total PEEP, and hemodynamics. Fewer visible events are an incomplete success if inflation becomes excessive or the patient must generate more injurious effort.

28.10 Sedation and Alternative Modes Change the Interaction but Need Their Own Evidence

Analgesia can address pain-driven respiratory demand. Sedation can reduce anxiety or excessive activity in selected circumstances. Neither corrects a leak, an obstructed tube, or an inappropriate cycling rule. Excessive suppression can weaken effort and increase ineffective triggering, while deep sedation can coexist with reverse triggering.

Vaschetto and colleagues compared different propofol sedation depths during pressure support and neurally adjusted assistance. Deep sedation increased ineffective triggering during pressure support. This physiological finding argues against assuming that greater sedation always improves synchrony; it does not define one sedative regimen for every patient. 10

Neuromuscular blockade suppresses the muscular component of interaction when effective. Its use must have a specific clinical rationale and adequate accompanying analgesia and sedation. Removing visible efforts does not resolve the underlying drive, prove that lung inflation is protective, or establish that continuing paralysis is beneficial. The decision requires assessment beyond the waveform.

Alternative modes address different limitations. Neurally adjusted ventilatory assist uses diaphragm electrical activity to help trigger, scale, and cycle assistance. Proportional-assist ventilation estimates mechanical loading and supplies a selected proportion of the required assistance. They still require suitable signals or mechanics estimates, appropriate support settings, and monitoring of the patient's resulting effort and volume.

In Demoule and colleagues' randomized trial, neurally adjusted assistance reduced the measured asynchrony index compared with pressure support, but did not improve the primary probability of remaining on partial support through 48 hours. The study illustrates why improved interaction and improved major clinical outcomes must be evaluated separately. 11

The 2025 PROMIZING trial compared proportional-assist ventilation with pressure support in patients eligible for partial assistance. Among 573 randomized patients included in the analysis, time to successful liberation did not differ significantly. Secondary 90-day mortality was also similar. The result concerns those strategies and that population; physiological appeal alone cannot establish faster liberation or a survival benefit. 12

28.11 Integrate Timing, Mechanics, and the Response to a Change

Consider an illustrative patient with obstructive lung disease receiving pressure support. The ventilator displays 16 breaths/min, but bedside observation suggests more frequent inspiratory attempts. Expiratory flow has not returned to baseline before the next inflation. Small flow deflections during expiration coincide with inspiratory pressure swings that do not trigger assistance.

The first inference is ineffective effort, rather than a genuinely low effort rate. Slow emptying suggests a possible intrinsic-PEEP load. Review whether large supported volumes, prolonged machine inspiration, airway resistance, and reduced effort are contributing. Confirm the timing with additional muscle signals if the ordinary traces are uncertain.

Suppose machine inflation also continues after inspiratory activity ends. A change that cycles support earlier may provide more expiratory time and reduce inflation against active expiration. The subsequent assessment must show whether ineffective efforts decrease, expiratory emptying improves, and effort remains acceptable. A smaller tidal volume alone does not establish success, and an excessively early cutoff could create premature cycling.

Now consider a second illustrative patient with injured, relatively stiff lungs. One sustained inspiratory effort begins before a volume-controlled breath and continues after its short inflation ends. A second trigger occurs before substantial exhalation. Here, the important sequence supports double triggering related to a mismatch in inspiratory duration, rather than the delayed-cycling pattern in the obstructive example.

Check actual combined volume, pressure, and effort while investigating why drive remains high. Flow adjustment, inspiratory timing, mode, and treatment of the driving physiological problem may each be relevant. If the effort instead begins consistently after a mandatory inflation, reconsider reverse triggering before applying the same intervention.

The useful endpoint is coherent assistance: timely recognition of effort, adequate delivery, an appropriate end to inflation, and sufficient expiration, with acceptable lung and muscle loading. Waveforms make that assessment more precise when they are connected to the patient's physiology and followed through the response.

References

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2. Colombo D, Cammarota G, Alemani M, et al. Efficacy of ventilator waveforms observation in detecting patient-ventilator asynchrony. Crit Care Med. 2011;39(11):2452–2457. doi:10.1097/CCM.0b013e318225753c

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4. Imanaka H, Nishimura M, Takeuchi M, Kimball WR, Yahagi N, Kumon K. Autotriggering caused by cardiogenic oscillation during flow-triggered mechanical ventilation. Crit Care Med. 2000;28(2):402–407. doi:10.1097/00003246-200002000-00019

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7. Pohlman MC, McCallister KE, Schweickert WD, et al. Excessive tidal volume from breath stacking during lung-protective ventilation for acute lung injury. Crit Care Med. 2008;36(11):3019–3023. doi:10.1097/CCM.0b013e31818b308b

8. Blanch L, Villagra A, Sales B, et al. Asynchronies during mechanical ventilation are associated with mortality. Intensive Care Med. 2015;41(4):633–641. doi:10.1007/s00134-015-3692-6

9. Chanques G, Kress JP, Pohlman A, et al. Impact of ventilator adjustment and sedation-analgesia practices on severe asynchrony in patients ventilated in assist-control mode. Crit Care Med. 2013;41(9):2177–2187. doi:10.1097/CCM.0b013e31828c2d7a

10. Vaschetto R, Cammarota G, Colombo D, et al. Effects of propofol on patient-ventilator synchrony and interaction during pressure support ventilation and neurally adjusted ventilatory assist. Crit Care Med. 2014;42(1):74–82. doi:10.1097/CCM.0b013e31829e53dc

11. Demoule A, Clavel M, Rolland-Debord C, et al. Neurally adjusted ventilatory assist as an alternative to pressure support ventilation in adults: a French multicentre randomized trial. Intensive Care Med. 2016;42(11):1723–1732. doi:10.1007/s00134-016-4447-8

12. Bosma KJ, Burns KEA, Martin CM, et al. Proportional-assist ventilation for minimizing the duration of mechanical ventilation. N Engl J Med. 2025;393(11):1088–1103. doi:10.1056/NEJMoa2505708